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CE – So Burlington – Designated Agency – The Basics (VT)
December 10, 2015 @ 9:00 am - 11:00 am
Designated Agency – The Basics (Vermont)
Windjammer Conference Center – 1076 Williston Road – South Burlington 05403
9:00 AM to 11:00 AM – 2 hours, elective
Brief Course Description and Learning Objectives: Course will be offered as an introduction to Designated Agency rules when effective in Vermont. Learning objectives include: (1) To review basic provisions of Vermont Designated Agency rules; (2) To understand initial considerations for a brokerage firm planning to be a Designated Agency Firm; and (3) To discuss issues of practical concern to practitioners in a Designated Agency Firm. The first hour of the course is carefully constructed to focus on the clear terms of the rules. The next forty minutes is spent reviewing required disclosures and likely planning issues. The final twenty minutes opens the class for discussion of how firms may handle day to day issues which will likely arise.
You may also register by email to MayhewSchool@aol.com.
Course Fee: $45, Pay by check at Door.