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CE – Rutland – Designated Agency – The Basics (VT)
January 6, 2016 @ 2:00 pm - 4:00 pm
Designated Agency – The Basics (Vermont)
Heritage Family Credit Union Operations Bldg., 30 Allen Street, Rutland
2:00 PM to 4:00 PM – 2 hours, elective
Brief Course Description and Learning Objectives: Course will be offered as an introduction to Designated Agency rules when effective in Vermont. Learning objectives include: (1) To review basic provisions of Vermont Designated Agency rules; (2) To understand initial considerations for a brokerage firm planning to be a Designated Agency Firm; and (3) To discuss issues of practical concern to practitioners in a Designated Agency Firm. The first hour of the course is carefully constructed to focus on the clear terms of the rules. The next forty minutes is spent reviewing required disclosures and likely planning issues. The final twenty minutes opens the class for discussion of how firms may handle day to day issues which will likely arise.
REGISTER: Contact Laurie Mecier-Brochu at 770-2249 OR firstname.lastname@example.org COST: $40 Class limited to 50.